"Lawyers will
find the
coverage extensive, the treatment generally sophisticated and the
collection of
authorities complete." - Virginia Law
Review
"Assembles in one place
'all the law there is'." - The Yale Law
Journal
"The leading Treatise on
Securities Fraud." - Solicitor
General in a brief to the United States Supreme Court
"Clear and up to date. The
premier guide." - New York Law
Journal
"It is a must on the
bookshelf." - Duke Law
Journal |
Expert analysis of
securities and commodities laws helps you keep your clients in
compliance
Referenced
hundreds of times in court and SEC decisions, with countless
references in attorney briefs and arguments, Securities Fraud
and Commodities Fraud is a classic in its field. These six
volumes by a scholarly practitioner and a practical scholar provide
you with thorough exposition and analysis of all the antifraud
provisions, especially the most widely used Rule 10b-5. They cover
in detail civil liability and regulatory enforcement for
misrepresentation, insider trading in its various versions, and
violation of stock exchange and NASD rules. There is in-depth
treatment of violation and liability in public offerings, corporate
forward-looking statements and other publicity, mergers, tender
offers, proxy solicitations and private
transactions. |
Highlights of
Contents
- Place of 10b-5 Among
the Fraud Provisions
- Expansion
and
- Contraction of Fraud
Rules
- What is a
Security?
- Commodities,
Futures,
- Derivatives, Hybrids,
Swaps
- Public Offerings,
Tender Offers, Mergers
- Correction of Prior
Statements
- Forward-looking
Information
- Manipulation
- Insider
Trading
- Private Actions and
Relief
- Limitations and Other
Procedural Matters
- SEC and SRO
Investigation and Enforcement
- Broker Duties and
Liabilities
Arbitration |
Bromberg & Lowenfels on
Securities Fraud and Commodities
Fraud |
| guides you through the
latest responsibilities and liabilities of broker-dealers in
securities, including churning, suitability, markups on
over-the-counter securities, penny stocks and failure to
supervise. Arbitration, which has largely displaced the
courts, is comprehensively treated. |
Second
Edition 1996
Price:
$625
Updated with cumulative supplements. Cost of Upkeep
was $495 in 1997
and $575 in 1998. Updated
semiannually. No
charge for update issued
within 3 months of
purchase. | |