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Lewis D. Lowenfels
Roger A. Tolins 


 

 Tolins & Lowenfels
 A PROFESSIONAL CORPORATION 

 
Own the securities law treatise the United States Supreme Court has cited regularly for 25 years.

Bromberg and Lowenfels on
Securities Fraud and Commodities Fraud,
Second Edition
by Alan R. Bromberg and Lewis D. Lowenfels

"Lawyers will find
the coverage extensive,
the treatment generally
sophisticated and the
collection of authorities
complete."
        - Virginia Law Review

"Assembles in one place 'all the law there is'."
        - The Yale Law Journal

"The leading Treatise on Securities Fraud."
        - Solicitor General in a brief to the United States Supreme Court

"Clear and up to date. The premier guide."
        - New York Law Journal

"It is a must on the bookshelf."
        - Duke Law Journal

Expert analysis of securities and commodities laws helps you keep your clients in compliance

Referenced hundreds of times in court and SEC decisions, with countless references in attorney briefs and arguments, Securities Fraud and Commodities Fraud is a classic in its field. These six volumes by a scholarly practitioner and a practical scholar provide you with thorough exposition and analysis of all the antifraud provisions, especially the most widely used Rule 10b-5. They cover in detail civil liability and regulatory enforcement for misrepresentation, insider trading in its various versions, and violation of stock exchange and NASD rules. There is in-depth treatment of violation and liability in public offerings, corporate forward-looking statements and other publicity, mergers, tender offers, proxy solicitations and private transactions.

Highlights of Contents
  • Place of 10b-5 Among the Fraud Provisions
  • Expansion and 
  • Contraction of Fraud Rules
  • What is a Security?
  • Commodities, Futures, 
  • Derivatives, Hybrids, Swaps
  • Public Offerings, Tender Offers, Mergers
  • Correction of Prior Statements
  • Forward-looking Information
  • Manipulation
  • Insider Trading
  • Private Actions and Relief
  • Limitations and Other Procedural Matters
  • SEC and SRO Investigation and Enforcement
  • Broker Duties and Liabilities
    Arbitration
Bromberg & Lowenfels on
Securities Fraud and Commodities Fraud
guides you through the latest responsibilities and liabilities of broker-dealers in securities, including churning, suitability, markups on over-the-counter securities, penny stocks and failure to supervise. Arbitration, which has largely displaced the courts, is comprehensively treated.
Second Edition 1996

Price: $625

Updated with cumulative
supplements. Cost of
Upkeep was $495 in
1997 and $575 in 1998.
Updated semiannually.
No charge for update
issued within 3 months
of purchase.

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